COMPLI-SERVE SA (Pty) Ltd
presents a
Regulatory Workshop for
Category 2 Financial Services Providers
Host and moderator:
Richard Rattue, MD Compli-Serve SA
Speakers:
ASISA – Adri Messerschmidt
FSB –TBC Category 2 Focus Group
Moonstone – Hjalmar Bekker
Compli-Serve – Richard Rattue
Topics:
- 2012 Report
- RE 3 Exam
- Reg. 28 Update
- Mandate Compliance
- Preparing for an FSB Supervisory
There will be a 30 minute open discussion after the presentations
When & where:
Cape Town
Old Mutual Central Campus,
The Auditorium
Jan Smuts Drive, Pinelands
Tues 27th March 2012
08.30 for 09.00 till 12.00am
Johannesburg
Investec Bank Limited
100 Grayston Drive,
Sandown
Thurs 29th March 2012
08.30 for 9.00 till 12.00am
Costs:
Fees are R850 per delegate and R470 per subsequent delegate from the same Financial Services Provider. ALL PRICES QUOTED EXCLUDE VAT.
NOTE: Clients contracted for monthly compliance services may send one delegate for free, this includes CompliNews clients.